Alliance Entertainment Holding Corporation

AENT·NASDAQ·$6.30Share Price as of 11/2·$321MMarket Cap as of 11/2

Financials

10-KFY 202609/10/26 10-QQ3 ended 03/31/2605/14/26 10-QQ2 ended 12/31/2502/12/26 10-QQ1 ended 09/30/2511/12/25 10-KFY 202509/10/25

Disclosures

8-KCurrent report10/16/26 8-KCurrent report09/10/26 8-KCurrent report08/28/26 8-KCurrent report07/29/26 8-KCurrent report06/29/26

Prospectuses and Registrations

S-3Shelf registration05/15/26 S-3Shelf registration12/20/24 S-8Registration of securities for employees11/12/24 S-1Registration statement (IPO)06/11/24 424B3Prospectus05/09/24

Proxies

DEF 14ADefinitive proxy09/24/26 DEF 14ADefinitive proxy09/25/25 DEF 14ADefinitive proxy10/18/24 DEFA14AAdditional proxy materials12/13/22

Ownership

Form 3Initial insider ownership11/10/25 Form 3Initial insider ownership11/10/25 Form 4Insider transaction11/10/25 Form 4Insider transaction11/10/25 Form 4Insider transaction09/09/25

Other

DEF 14CDefinitive information statement07/07/26 PRE 14CPRE 14C06/25/26 EFFECTRequest for effectiveness05/27/26 CORRESPCorrespondence with the SEC05/22/26 UPLOADLetter from the SEC05/22/26