Aeluma, Inc.

ALMU·NASDAQ·$24.36Share Price as of 11/2·$345MMarket Cap as of 11/2

Financials

10-KFY 202609/16/26 10-QQ3 ended 03/31/2605/13/26 10-QQ2 ended 12/31/2502/11/26 10-QQ1 ended 09/30/2511/12/25 10-KFY 202509/09/25

Disclosures

8-KCurrent report10/22/26 8-KCurrent report09/30/26 8-KCurrent report09/16/26 8-KRegulation FD Disclosure07/30/26 8-KCurrent report05/19/26

Prospectuses and Registrations

S-8Registration of securities for employees09/18/26 424B5Prospectus supplement03/20/26 424B3Prospectus02/09/26 POS AMPost-effective amendment02/04/26 424B3Prospectus11/25/25

Proxies

DEF 14ADefinitive proxy09/30/26 DEFA14AAdditional proxy materials09/30/26 DEF 14ADefinitive proxy12/02/25 DEFA14AAdditional proxy materials12/02/25 DEF 14ADefinitive proxy12/09/24

Ownership

Form 4Insider transaction10/14/26 144Proposed sale of securities10/13/26 Form 4Insider transaction10/01/26 Form 4Insider transaction09/23/26 Form 4Insider transaction09/23/26

Other

ARSAnnual report to shareholders09/30/26 EFFECTRequest for effectiveness02/06/26 EFFECTRequest for effectiveness11/21/25 EFFECTRequest for effectiveness09/22/25 EFFECTRequest for effectiveness08/08/25