Alti Global, Inc.

ALTI·NASDAQ·$3.13Share Price as of 11/2·$465MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/11/26 10-KFY 202503/31/26 10-QQ3 ended 09/30/2511/13/25 10-QQ2 ended 06/30/2508/11/25

Disclosures

8-KCurrent report10/20/26 8-KCurrent report08/10/26 8-KCurrent report07/02/26 8-KCurrent report06/25/26 8-KCurrent report06/18/26

Prospectuses and Registrations

S-3Shelf registration06/30/26 S-8Registration of securities for employees06/16/25 POS AMPost-effective amendment05/13/24 424B3Prospectus02/23/24 424B3Prospectus02/22/24

Proxies

DEFA14AAdditional proxy materials05/29/26 DEFA14AAdditional proxy materials05/01/26 DEF 14ADefinitive proxy04/30/26 DEFA14AAdditional proxy materials04/30/26 DEFA14AAdditional proxy materials05/29/25

Ownership

Form 4Insider transaction09/09/26 13F-HRInstitutional holdings08/05/26 Form 4Insider transaction07/02/26 Form 4Insider transaction06/18/26 Form 4Insider transaction06/18/26

Other

N-PXAnnual report of proxy voting record08/13/26 EFFECTRequest for effectiveness07/10/26 ARSAnnual report to shareholders04/30/26 NT 10-KLate filing notification (10-K)03/16/26 NT 10-QLate filing notification (10-Q)11/12/25