Atlasclear Holdings, Inc.

ATCH·AMEX·$0.22Share Price as of 11/2·$3MMarket Cap as of 11/2

Financials

10-KFY 202609/24/26 10-QQ3 ended 03/31/2605/13/26 10-QQ2 ended 12/31/2502/13/26 10-QQ1 ended 09/30/2511/14/25 10-K/AFY 202509/30/25

Disclosures

8-KCurrent report10/15/26 8-KCurrent report09/24/26 8-KCurrent report09/23/26 8-KCurrent report09/16/26 8-KCurrent report06/01/26

Prospectuses and Registrations

S-3Shelf registration06/08/26 S-8Registration of securities for employees06/08/26 S-1/ARegistration statement (amended)11/26/25 S-1Registration statement (IPO)11/07/25 S-1/ARegistration statement (amended)03/05/25

Proxies

DEFA14AAdditional proxy materials05/12/26 DEF 14ADefinitive proxy04/30/26 DEF 14ADefinitive proxy12/19/24 PRER14APreliminary proxy (revised)12/13/24 PRE 14APreliminary proxy11/29/24

Ownership

Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26

Other

EFFECTRequest for effectiveness06/17/26 CORRESPCorrespondence with the SEC06/15/26 UPLOADLetter from the SEC06/15/26 DEL AMDEL AM06/11/26 EFFECTRequest for effectiveness12/05/25