Bakkt, Inc.

BKKT·NYSE·$11.81Share Price as of 11/2·$207MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/11/26 10-KFY 202503/19/26 10-QQ3 ended 09/30/2511/12/25 10-QQ2 ended 06/30/2508/11/25

Disclosures

8-KCurrent report08/17/26 8-KResults of Operations08/10/26 8-K/ACurrent report (amended)08/07/26 8-K/ACurrent report (amended)07/16/26 8-KShareholder Vote Results06/26/26

Prospectuses and Registrations

S-8Registration of securities for employees10/20/26 424B3Prospectus05/27/26 S-3Shelf registration05/13/26 424B5Prospectus supplement02/27/26 424B5Prospectus supplement01/20/26

Proxies

DEFA14AAdditional proxy materials06/01/26 DEFA14AAdditional proxy materials05/15/26 DEF 14ADefinitive proxy04/30/26 DEFA14AAdditional proxy materials04/30/26 DEFA14AAdditional proxy materials03/24/26

Ownership

Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26 Form 4Insider transaction10/02/26 Form 4Insider transaction09/25/26

Other

25-NSERemoval from listing10/15/26 EFFECTRequest for effectiveness05/27/26 CORRESPCorrespondence with the SEC05/22/26 UPLOADLetter from the SEC05/21/26 ARSAnnual report to shareholders04/30/26