Capstone Companies, Inc.

CAPC·OTC·$0.12Share Price as of 11/2·$6MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/13/26 10-QQ1 ended 03/31/2605/14/26 10-KFY 202504/01/26 10-QQ3 ended 09/30/2511/13/25 10-QQ2 ended 06/30/2508/14/25

Disclosures

8-KCurrent report08/05/26 8-K/ACurrent report (amended)07/08/26 8-K/ACurrent report (amended)05/20/26 8-KCurrent report05/15/26 8-KCurrent report03/05/26

Prospectuses and Registrations

POS AMPost-effective amendment12/12/12 S-8Registration of securities for employees12/10/12 S-1/ARegistration statement (amended)06/25/10 S-1Registration statement (IPO)05/28/10 POS AMPost-effective amendment06/16/09

Proxies

DEF 14CDefinitive information statement05/25/23 PRE 14CPRE 14C05/12/23 DEF 14CDefinitive information statement06/04/21 DEF 14CDefinitive information statement12/19/17 DEF 14CDefinitive information statement06/06/16

Ownership

SC 13GBeneficial ownership03/23/26 Form 4Insider transaction08/22/25 Form 4Insider transaction08/22/25 Form 4Insider transaction08/22/25 Form 3Initial insider ownership08/19/25

Other

NT 10-KLate filing notification (10-K)04/01/26 DD12/26/24 DD07/30/21 DD05/04/21 DD04/08/21