Capricor Therapeutics, Inc.

CAPR·NASDAQ·$29.36Share Price as of 11/2·$1BMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/14/26 10-QQ1 ended 03/31/2605/13/26 10-KFY 202503/17/26 10-QQ3 ended 09/30/2511/10/25 10-QQ2 ended 06/30/2508/11/25

Disclosures

8-KCurrent report08/24/26 8-KCurrent report08/13/26 8-KCurrent report07/30/26 8-KCurrent report07/29/26 8-KCurrent report07/14/26

Prospectuses and Registrations

S-8Registration of securities for employees01/30/26 424B3Prospectus12/05/25 424B5Prospectus supplement12/05/25 424B5Prospectus supplement12/04/25 S-3Shelf registration09/10/25

Proxies

DEF 14ADefinitive proxy04/10/26 PRE 14APreliminary proxy03/31/26 DEF 14ADefinitive proxy04/08/25 DEF 14ADefinitive proxy04/01/24 PRE 14APreliminary proxy03/20/24

Ownership

SC 13G/ABeneficial ownership (amended)10/14/26 SC 13GBeneficial ownership09/14/26 SC 13GBeneficial ownership08/19/26 SC 13G/ABeneficial ownership (amended)08/14/26 SC 13GBeneficial ownership08/03/26

Other

ARSAnnual report to shareholders04/10/26 EFFECTRequest for effectiveness09/23/25 CORRESPCorrespondence with the SEC09/19/25 UPLOADLetter from the SEC09/16/25 ARSAnnual report to shareholders04/09/25