Caterpillar Inc.

CAT·NYSE·$908.55Share Price as of 11/2·$419BMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/05/26 10-QQ1 ended 03/31/2605/06/26 10-KFY 202502/13/26 10-QQ3 ended 09/30/2511/03/25 10-QQ2 ended 06/30/2508/06/25

Disclosures

8-KCurrent report10/29/26 8-KCurrent report10/15/26 8-KCurrent report09/01/26 8-KCurrent report08/04/26 8-KCurrent report06/11/26

Prospectuses and Registrations

S-8 POSPost-effective amendment (S-8)12/11/25 S-8 POSPost-effective amendment (S-8)12/11/25 S-8Registration of securities for employees06/13/25 424B5Prospectus supplement05/14/25 424B5Prospectus supplement05/12/25

Proxies

DEF 14ADefinitive proxy04/30/26 DEFA14AAdditional proxy materials04/30/26 DEF 14ADefinitive proxy04/30/25 DEFA14AAdditional proxy materials04/30/25 DEF 14ADefinitive proxy04/29/24

Ownership

Form 4Insider transaction10/27/26 Form 4Insider transaction10/27/26 Form 4Insider transaction10/27/26 Form 4Insider transaction10/01/26 Form 4Insider transaction10/01/26

Other

11-KEmployee stock purchase plan report06/25/26 11-KEmployee stock purchase plan report06/25/26 11-KEmployee stock purchase plan report06/25/26 11-KEmployee stock purchase plan report06/25/26 11-KEmployee stock purchase plan report06/25/26