Charlie's Holdings, Inc.

CHUC·OTC·$0.26Share Price as of 11/2·$71MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/17/26 10-QQ1 ended 03/31/2605/20/26 10-KFY 202504/01/26 10-QQ3 ended 09/30/2511/19/25 10-QQ2 ended 06/30/2508/21/25

Disclosures

8-KCurrent report08/04/26 8-KCurrent report06/05/26 8-KCurrent report05/21/26 8-KCurrent report02/13/26 8-KCurrent report08/11/25

Prospectuses and Registrations

S-8Registration of securities for employees12/23/22 S-8Registration of securities for employees01/19/21 424B3Prospectus02/20/20 S-1/ARegistration statement (amended)02/13/20 S-1/ARegistration statement (amended)02/10/20

Proxies

DEF 14ADefinitive proxy04/20/26 PRE 14APreliminary proxy04/09/26 DEFR14ADefinitive proxy (revised)07/03/25 DEF 14ADefinitive proxy06/24/25 DEF 14ADefinitive proxy04/29/24

Ownership

Form 4Insider transaction09/04/26 Form 4Insider transaction09/04/26 Form 4Insider transaction09/04/26 Form 4Insider transaction09/04/26 Form 4Insider transaction09/04/26

Other

NT 10-QLate filing notification (10-Q)08/14/26 NT 10-QLate filing notification (10-Q)05/15/26 NT 10-KLate filing notification (10-K)04/01/26 NT 10-QLate filing notification (10-Q)11/14/25 NT 10-QLate filing notification (10-Q)08/14/25