Cohen & Co. Inc.

COHN·AMEX·$11.28Share Price as of 11/2·$24MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/03/26 10-QQ1 ended 03/31/2605/04/26 10-KFY 202503/06/26 10-QQ3 ended 09/30/2511/06/25 10-QQ2 ended 06/30/2508/04/25

Disclosures

8-KCurrent report08/31/26 8-KCurrent report08/03/26 8-KCurrent report07/10/26 8-KCurrent report06/30/26 8-KCurrent report06/22/26

Prospectuses and Registrations

S-8Registration of securities for employees06/04/26 S-3Shelf registration05/18/26 424B5Prospectus supplement02/20/26 S-8Registration of securities for employees06/04/25 S-3/AShelf registration (amended)05/02/24

Proxies

DEF 14ADefinitive proxy04/16/26 DEFA14AAdditional proxy materials04/16/26 DEF 14ADefinitive proxy04/17/25 DEFA14AAdditional proxy materials04/17/25 DEF 14ADefinitive proxy04/19/24

Ownership

Form 4Insider transaction08/07/26 144Proposed sale of securities08/06/26 144Proposed sale of securities08/05/26 Form 4Insider transaction07/17/26 Form 4Insider transaction04/24/26

Other

EFFECTRequest for effectiveness06/02/26 CORRESPCorrespondence with the SEC05/29/26 UPLOADLetter from the SEC05/28/26 ARSAnnual report to shareholders04/16/26 ARSAnnual report to shareholders04/17/25