Dolphin Entertainment, Inc.

DLPN·NASDAQ·$1.26Share Price as of 11/2·$16MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/12/26 10-QQ1 ended 03/31/2605/12/26 10-K/AFY 202504/30/26 10-KFY 202503/27/26 10-QQ3 ended 09/30/2511/12/25

Disclosures

8-KCurrent report08/12/26 8-KCurrent report05/12/26 8-KCurrent report03/25/26 8-KCurrent report11/12/25 8-KCurrent report08/29/25

Prospectuses and Registrations

424B3Prospectus12/23/25 S-1Registration statement (IPO)10/03/25 424B5Prospectus supplement11/01/23 424B5Prospectus supplement10/30/23 S-3Shelf registration07/25/23

Proxies

DEF 14ADefinitive proxy09/25/26 DEFA14AAdditional proxy materials09/25/26 DEF 14ADefinitive proxy09/26/25 DEFA14AAdditional proxy materials09/26/25 PRE 14APreliminary proxy09/16/25

Ownership

Form 4Insider transaction10/26/26 Form 4Insider transaction10/19/26 Form 4Insider transaction10/13/26 Form 4Insider transaction10/05/26 Form 4Insider transaction09/28/26

Other

EFFECTRequest for effectiveness12/01/25 CORRESPCorrespondence with the SEC11/26/25 ARSAnnual report to shareholders09/26/25 UPLOADLetter from the SEC07/09/24 CORRESPCorrespondence with the SEC07/01/24