Dominari Holdings Inc.

DOMH·NASDAQ·$3.22Share Price as of 11/2·$52MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/11/26 10-QQ1 ended 03/31/2605/13/26 10-KFY 202503/31/26 10-QQ3 ended 09/30/2511/10/25 10-QQ2 ended 06/30/2508/11/25

Disclosures

8-KCurrent report09/17/26 8-KCurrent report08/14/26 8-KCurrent report06/26/26 8-KCurrent report05/27/26 8-KCurrent report03/31/26

Prospectuses and Registrations

S-8Registration of securities for employees03/13/26 S-8Registration of securities for employees01/09/26 S-3Shelf registration08/28/25 S-3Shelf registration04/21/25 424B5Prospectus supplement02/12/25

Proxies

PRE 14APreliminary proxy10/28/26 DEF 14ADefinitive proxy02/06/26 PRE 14APreliminary proxy01/26/26 DEF 14ADefinitive proxy11/10/25 PRER14APreliminary proxy (revised)10/31/25

Ownership

Form 4Insider transaction10/13/26 SC 13G/ABeneficial ownership (amended)10/02/26 SC 13GBeneficial ownership09/16/26 SC 13GBeneficial ownership09/16/26 Form 4Insider transaction09/14/26

Other

RWRegistration withdrawal11/12/25 ARSAnnual report to shareholders11/10/25 CORRESPCorrespondence with the SEC04/28/25 EFFECTRequest for effectiveness04/28/25 UPLOADLetter from the SEC04/25/25