Energy Focus, Inc.

EFOI·NASDAQ·$3.90Share Price as of 11/2·$25MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/11/26 10-QQ1 ended 03/31/2605/12/26 10-KFY 202503/24/26 10-QQ3 ended 09/30/2511/12/25 10-QQ2 ended 06/30/2508/12/25

Disclosures

8-KCurrent report08/11/26 8-KCurrent report06/17/26 8-KCurrent report06/03/26 8-KCurrent report05/12/26 8-KCurrent report04/14/26

Prospectuses and Registrations

S-8Registration of securities for employees11/12/25 424B3Prospectus07/11/23 S-3Shelf registration06/12/23 424B3Prospectus06/28/22 S-3Shelf registration06/17/22

Proxies

DEF 14ADefinitive proxy04/28/26 DEF 14ADefinitive proxy04/28/25 DEFR14ADefinitive proxy (revised)05/07/24 DEF 14ADefinitive proxy05/03/24 DEF 14ADefinitive proxy05/01/23

Ownership

Form 4Insider transaction12/31/25 SC 13DBeneficial ownership12/31/25 Form 4Insider transaction08/19/25 Form 4Insider transaction06/23/25 SC 13G/ABeneficial ownership (amended)02/13/24

Other

EFFECTRequest for effectiveness07/11/23 CORRESPCorrespondence with the SEC07/07/23 UPLOADLetter from the SEC06/15/23 SDConflict Minerals disclosure05/31/23 EFFECTRequest for effectiveness06/28/22