Forum Markets Inc.

FRMM·NASDAQ·$4.13Share Price as of 11/2·$60MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/14/26 10-QQ1 ended 03/31/2605/15/26 10-KFY 202504/01/26 10-QQ3 ended 09/30/2511/14/25 10-QQ2 ended 06/30/2507/23/25

Disclosures

8-KCurrent report10/26/26 8-KCurrent report10/05/26 8-KCurrent report08/21/26 8-KCurrent report08/19/26 8-KCurrent report07/30/26

Prospectuses and Registrations

424B3Prospectus04/08/26 POS AMPost-effective amendment04/01/26 POSASRProspectus / registration03/31/26 POSASRProspectus / registration03/30/26 POSASRProspectus / registration03/30/26

Proxies

DEFA14AAdditional proxy materials07/09/26 DEF 14ADefinitive proxy07/08/26 DEF 14ADefinitive proxy11/04/25 DEFA14AAdditional proxy materials11/04/25 PRE 14APreliminary proxy10/24/25

Ownership

Form 4Insider transaction08/14/26 Form 4Insider transaction08/14/26 SC 13G/ABeneficial ownership (amended)08/14/26 SC 13G/ABeneficial ownership (amended)08/14/26 SC 13G/ABeneficial ownership (amended)08/14/26

Other

ARSAnnual report to shareholders07/09/26 RWRegistration withdrawal04/22/26 EFFECTRequest for effectiveness04/09/26 NT 10-KLate filing notification (10-K)04/01/26 EFFECTRequest for effectiveness12/30/25