Gaia, Inc.

GAIA·NASDAQ·$2.38Share Price as of 11/2·$60MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/04/26 10-KFY 202503/06/26 10-QQ3 ended 09/30/2511/04/25 10-QQ2 ended 06/30/2508/11/25

Disclosures

8-KCurrent report08/10/26 8-KCurrent report05/04/26 8-KCurrent report04/29/26 8-KCurrent report03/02/26 8-KCurrent report11/03/25

Prospectuses and Registrations

424B3Prospectus02/05/26 S-3Shelf registration01/26/26 S-8Registration of securities for employees01/26/26 424B5Prospectus supplement02/06/25 424B5Prospectus supplement02/05/25

Proxies

DEF 14ADefinitive proxy03/27/26 DEF 14ADefinitive proxy04/08/25 DEF 14ADefinitive proxy04/29/24 PRE 14APreliminary proxy04/19/24 DEF 14ADefinitive proxy03/07/23

Ownership

SC 13GBeneficial ownership10/29/26 Form 4Insider transaction09/29/26 Form 4Insider transaction09/16/26 Form 4Insider transaction09/15/26 Form 4Insider transaction09/10/26

Other

ARSAnnual report to shareholders03/27/26 EFFECTRequest for effectiveness02/04/26 CORRESPCorrespondence with the SEC02/02/26 UPLOADLetter from the SEC01/28/26 ARSAnnual report to shareholders04/08/25