Hercules Capital, Inc.

HCXY·NYSE·$24.80Share Price as of 11/2·$3BMarket Cap as of 11/2

Financials

10-KFY 202502/12/26 10-QQ3 ended 09/30/2510/30/25 10-QQ2 ended 06/30/2507/31/25 10-QQ1 ended 03/31/2505/01/25 10-KFY 202402/13/25

Disclosures

8-KCurrent report02/12/26 8-KCurrent report02/10/26 8-KCurrent report02/03/26 8-KCurrent report10/30/25 8-KCurrent report07/31/25

Prospectuses and Registrations

424B2Prospectus for primary offering02/09/26 424B2Prospectus for primary offering02/05/26 FWPFree writing prospectus02/05/26 424B2Prospectus for primary offering06/13/25 FWPFree writing prospectus06/11/25

Proxies

DEF 14ADefinitive proxy04/23/26 DEFA14AAdditional proxy materials04/23/26 DEFA14AAdditional proxy materials04/24/25 DEF 14ADefinitive proxy04/24/25 PRE 14APreliminary proxy04/14/25

Ownership

Form 4Insider transaction04/13/26 Form 4Insider transaction04/13/26 Form 4Insider transaction04/13/26 Form 4Insider transaction04/13/26 Form 4Insider transaction03/30/26

Other

ABS-15GABS-15G02/27/26 497AD497AD02/05/26 497AD497AD02/04/26 40-17G40-17G12/17/25 497AD497AD06/11/25