Heritage Global Inc.

HGBL·NASDAQ·$1.21Share Price as of 11/2·$42MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/13/26 10-QQ1 ended 03/31/2605/07/26 10-KFY 202503/12/26 10-QQ3 ended 09/30/2511/06/25 10-QQ2 ended 06/30/2508/07/25

Disclosures

8-KCurrent report09/22/26 8-KCurrent report08/03/26 8-KCurrent report07/31/26 8-KCurrent report06/04/26 8-KCurrent report01/12/26

Prospectuses and Registrations

S-3Shelf registration09/14/23 S-8Registration of securities for employees07/13/22 S-3Shelf registration09/24/21 424B2Prospectus for primary offering10/02/20 424B5Prospectus supplement10/01/20

Proxies

DEF 14ADefinitive proxy04/21/26 DEFA14AAdditional proxy materials04/21/26 DEFA14AAdditional proxy materials04/23/25 DEF 14ADefinitive proxy04/22/25 DEFA14AAdditional proxy materials05/17/24

Ownership

Form 4Insider transaction10/02/26 144Proposed sale of securities10/01/26 Form 4Insider transaction09/29/26 Form 4Insider transaction09/29/26 SC 13D/ABeneficial ownership (amended)09/29/26

Other

ARSAnnual report to shareholders04/21/26 ARSAnnual report to shareholders05/01/25 ARSAnnual report to shareholders04/24/24 EFFECTRequest for effectiveness09/25/23 CORRESPCorrespondence with the SEC09/21/23