Hennessy Advisors Inc.

HNNA

Financials

10-QQ3 ended 06/30/2608/05/26 10-QQ2 ended 03/31/2605/06/26 10-QQ1 ended 12/31/2502/05/26 10-KFY 202512/03/25 10-QQ3 ended 06/30/2508/06/25

Disclosures

8-KCurrent report10/28/26 8-KCurrent report08/05/26 8-KCurrent report05/28/26 8-KCurrent report05/06/26 8-KCurrent report02/09/26

Prospectuses and Registrations

S-8Registration of securities for employees02/09/24 424B3Prospectus01/05/24 S-3Shelf registration12/08/23 424B4Prospectus10/14/21 FWPFree writing prospectus10/14/21

Proxies

DEF 14ADefinitive proxy12/10/25 DEF 14ADefinitive proxy12/18/24 DEF 14ADefinitive proxy12/13/23 DEF 14ADefinitive proxy12/13/22 DEF 14ADefinitive proxy12/15/21

Ownership

13F-HRInstitutional holdings10/28/26 Form 4Insider transaction10/01/26 Form 4Insider transaction09/30/26 Form 4Insider transaction09/28/26 Form 4Insider transaction09/25/26

Other

N-PXAnnual report of proxy voting record08/13/26 25-NSERemoval from listing06/29/26 N-PXAnnual report of proxy voting record08/25/25 N-PXAnnual report of proxy voting record08/29/24 EFFECTRequest for effectiveness01/08/24