Horizon Technology Finance Corporation

HRZN·NASDAQ·$4.07Share Price as of 11/2·$180MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/04/26 10-QQ1 ended 03/31/2605/05/26 10-K/AFY 202504/30/26 10-KFY 202503/03/26 10-QQ3 ended 09/30/2510/28/25

Disclosures

8-KCurrent report09/09/26 8-KCurrent report08/04/26 8-KCurrent report08/04/26 8-KCurrent report06/26/26 8-KCurrent report05/14/26

Prospectuses and Registrations

POS EXPost-effective amendment (exhibits)04/16/26 424B3Prospectus03/11/26 424B3Prospectus03/06/26 424B3Prospectus01/20/26 N-14 8C/AProspectus / registration01/14/26

Proxies

DEF 14ADefinitive proxy05/14/26 DEFA14AAdditional proxy materials03/11/26 DEFR14ADefinitive proxy (revised)05/15/25 DEF 14ADefinitive proxy04/17/25 DEFA14AAdditional proxy materials01/21/25

Ownership

Form 4Insider transaction06/11/26 4/AInsider transaction (amended)06/11/26 Form 4Insider transaction06/10/26 Form 4Insider transaction06/10/26 Form 4Insider transaction06/10/26

Other

40-17G40-17G09/04/26 42542503/10/26 42542503/06/26 42542503/04/26 42542503/04/26