Heartcore Enterprises, Inc.

HTCR·NASDAQ·$3.13Share Price as of 11/2·$198,912Market Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/13/26 10-QQ1 ended 03/31/2605/15/26 10-KFY 202503/31/26 10-QQ3 ended 09/30/2511/18/25 10-QQ2 ended 06/30/2508/13/25

Disclosures

8-KCurrent report09/25/26 8-KCurrent report08/13/26 8-KCurrent report08/07/26 8-KCurrent report06/25/26 8-KCurrent report05/15/26

Prospectuses and Registrations

424B1Prospectus09/16/25 S-1/ARegistration statement (amended)08/29/25 S-1Registration statement (IPO)07/25/25 424B3Prospectus10/23/23 424B5Prospectus supplement10/23/23

Proxies

DEF 14ADefinitive proxy08/17/26 DEF 14ADefinitive proxy08/15/25 DEF 14ADefinitive proxy08/23/24 PRE 14APreliminary proxy07/31/24 DEF 14ADefinitive proxy08/18/23

Ownership

SC 13GBeneficial ownership07/22/26 SC 13G/ABeneficial ownership (amended)11/20/25 SC 13GBeneficial ownership07/14/25 Form 4Insider transaction06/02/25 Form 4Insider transaction05/27/25

Other

NT 10-QLate filing notification (10-Q)11/14/25 EFFECTRequest for effectiveness09/15/25 CORRESPCorrespondence with the SEC09/11/25 CORRESPCorrespondence with the SEC08/29/25 UPLOADLetter from the SEC08/08/25