Lument Finance Trust, Inc.

LFT·NYSE·$1.06Share Price as of 11/2·$56MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/13/26 10-QQ1 ended 03/31/2605/15/26 10-KFY 202503/23/26 10-QQ3 ended 09/30/2511/12/25 10-QQ2 ended 06/30/2508/08/25

Disclosures

8-KCurrent report10/06/26 8-KCurrent report09/14/26 8-KCurrent report08/13/26 8-KCurrent report07/30/26 8-KCurrent report06/12/26

Prospectuses and Registrations

S-8Registration of securities for employees05/12/23 FWPFree writing prospectus02/08/22 424B5Prospectus supplement02/02/22 FWPFree writing prospectus02/02/22 FWPFree writing prospectus01/19/22

Proxies

DEF 14ADefinitive proxy04/30/26 DEFA14AAdditional proxy materials04/30/26 DEF 14ADefinitive proxy04/29/25 DEFA14AAdditional proxy materials04/29/25 DEF 14ADefinitive proxy04/26/24

Ownership

SC 13D/ABeneficial ownership (amended)09/11/26 Form 4Insider transaction08/25/26 Form 4Insider transaction08/25/26 Form 4Insider transaction08/25/26 Form 4Insider transaction08/25/26

Other

8-A12B8-A12B01/18/22 EFFECTRequest for effectiveness08/06/21 CORRESPCorrespondence with the SEC08/04/21 UPLOADLetter from the SEC07/29/21 CERTCEO/CFO certification05/05/21