LPL Financial Holdings Inc.

LPLA·NASDAQ·$282.42Share Price as of 11/2·$23BMarket Cap as of 11/2

Financials

10-QQuarterly Report10/29/26 10-QQ2 ended 06/30/2608/03/26 10-QQ1 ended 03/31/2605/04/26 10-KFY 202502/23/26 10-QQ3 ended 09/30/2511/03/25

Disclosures

8-KCurrent report10/27/26 8-KCurrent report07/30/26 8-KCurrent report05/15/26 8-KCurrent report04/30/26 8-KCurrent report01/29/26

Prospectuses and Registrations

424B5Prospectus supplement04/03/25 424B5Prospectus supplement04/02/25 424B5Prospectus supplement04/01/25 FWPFree writing prospectus04/01/25 424B5Prospectus supplement03/31/25

Proxies

DEF 14ADefinitive proxy04/02/26 DEFA14AAdditional proxy materials04/02/26 PRE 14APreliminary proxy03/19/26 DFAN14AAdditional materials (non-management)10/21/25 DEF 14ADefinitive proxy03/25/25

Ownership

Form 4Insider transaction09/14/26 144Proposed sale of securities09/11/26 Form 4Insider transaction09/08/26 Form 4Insider transaction09/01/26 Form 4Insider transaction09/01/26

Other

ARSAnnual report to shareholders04/02/26 ARSAnnual report to shareholders03/25/25 EFFECTRequest for effectiveness03/25/25 CORRESPCorrespondence with the SEC03/21/25 UPLOADLetter from the SEC03/07/25