Lisata Therapeutics, Inc.

LSTA·NASDAQ·$3.20Share Price as of 11/2·$29MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/06/26 10-QQ1 ended 03/31/2605/11/26 10-K/AFY 202504/28/26 10-KFY 202503/12/26 10-QQ3 ended 09/30/2511/06/25

Disclosures

8-KCurrent report10/14/26 8-KCurrent report09/17/26 8-KCurrent report08/04/26 8-KCurrent report07/24/26 8-KCurrent report07/17/26

Prospectuses and Registrations

S-8Registration of securities for employees01/08/26 424B5Prospectus supplement08/21/24 S-8Registration of securities for employees07/15/24 S-3Shelf registration05/01/24 S-8Registration of securities for employees07/13/23

Proxies

DEF 14ADefinitive proxy10/19/26 PRE 14APreliminary proxy10/07/26 DEF 14ADefinitive proxy04/25/25 DEFA14AAdditional proxy materials04/25/25 DEF 14ADefinitive proxy04/29/24

Ownership

Form 3Initial insider ownership10/15/26 Form 3Initial insider ownership09/28/26 Form 3Initial insider ownership09/28/26 SC 13GBeneficial ownership08/26/26 Form 4Insider transaction01/13/26

Other

ARSAnnual report to shareholders10/19/26 DD10/02/26 SC TO-T/ASC TO-T/A07/28/26 SC 14D9/ASolicitation/Recommendation (amended)07/21/26 SC 14D9/ASolicitation/Recommendation (amended)07/17/26