Marygold Companies, Inc.

MGLD·AMEX·$1.15Share Price as of 11/2·$49MMarket Cap as of 11/2

Financials

10-KFY 202609/18/26 10-QQ3 ended 03/31/2605/08/26 10-QQ2 ended 12/31/2502/05/26 10-QQ1 ended 09/30/2511/07/25 10-KFY 202509/19/25

Disclosures

8-KCurrent report09/30/26 8-KCurrent report09/28/26 8-KCurrent report09/24/26 8-KCurrent report09/21/26 8-KCurrent report05/12/26

Prospectuses and Registrations

424B5Prospectus supplement03/07/25 424B5Prospectus supplement01/27/25 424B5Prospectus supplement01/24/25 S-3Shelf registration12/18/24 S-3Shelf registration04/29/22

Proxies

DEFA14AAdditional proxy materials09/24/26 DEF 14ADefinitive proxy09/23/26 DEF 14ADefinitive proxy09/23/25 DEF 14ADefinitive proxy09/23/24 DEF 14ADefinitive proxy10/06/23

Ownership

Form 4Insider transaction12/12/25 Form 4Insider transaction12/04/25 Form 4Insider transaction11/21/25 Form 4Insider transaction11/10/25 Form 4Insider transaction11/10/25

Other

EFFECTRequest for effectiveness12/27/24 CORRESPCorrespondence with the SEC12/23/24 UPLOADLetter from the SEC12/20/24 DEF 14CDefinitive information statement10/18/22 EFFECTRequest for effectiveness05/12/22