Netcapital Inc.

NCPL·NASDAQ·$1.07Share Price as of 11/2·$5MMarket Cap as of 11/2

Financials

10-QQ3 ended 01/31/2603/19/26 10-QQ2 ended 10/31/2512/15/25 10-QQ1 ended 07/31/2509/22/25 10-KFY 202508/12/25 10-QQ3 ended 01/31/2503/17/25

Disclosures

8-KCurrent report10/20/26 8-KCurrent report10/14/26 8-KCurrent report09/25/26 8-KCurrent report09/03/26 8-KCurrent report08/28/26

Prospectuses and Registrations

424B3Prospectus04/14/26 S-1/ARegistration statement (amended)03/24/26 S-1/ARegistration statement (amended)02/24/26 S-1/ARegistration statement (amended)02/02/26 S-8Registration of securities for employees01/20/26

Proxies

DEF 14ADefinitive proxy08/14/25 PRER14APreliminary proxy (revised)08/07/25 PRE 14APreliminary proxy08/04/25 DEF 14ADefinitive proxy08/12/24 DEFA14AAdditional proxy materials08/12/24

Ownership

SC 13GBeneficial ownership10/16/26 Form 3Initial insider ownership06/08/26 SC 13G/ABeneficial ownership (amended)05/08/26 SC 13GBeneficial ownership04/09/26 SC 13G/ABeneficial ownership (amended)02/05/26

Other

SEC STAFF ACTIONSEC staff action10/30/26 NT 10-KLate filing notification (10-K)07/29/26 EFFECTRequest for effectiveness04/13/26 NT 10-QLate filing notification (10-Q)03/17/26 NT 10-QLate filing notification (10-Q)09/15/25