Newtekone, Inc.

NEWT·NASDAQ·$13.86Share Price as of 11/2·$400MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/08/26 10-KFY 202503/10/26 10-QQ3 ended 09/30/2511/07/25 10-QQ2 ended 06/30/2508/08/25

Disclosures

8-KCurrent report10/28/26 8-KCurrent report10/21/26 8-KCurrent report09/14/26 8-KCurrent report08/14/26 8-KCurrent report08/06/26

Prospectuses and Registrations

S-3/AShelf registration (amended)07/17/26 S-3Shelf registration06/25/26 424B5Prospectus supplement03/13/26 424B3Prospectus12/01/25 S-4/ARegistration (business combination, amended)11/25/25

Proxies

DEF 14ADefinitive proxy04/24/26 DEFA14AAdditional proxy materials04/24/26 DEF 14ADefinitive proxy04/24/25 DEFA14AAdditional proxy materials04/24/25 DEFA14AAdditional proxy materials04/30/24

Ownership

Form 4Insider transaction06/25/26 Form 4Insider transaction06/18/26 Form 4Insider transaction06/18/26 Form 4Insider transaction06/18/26 Form 4Insider transaction06/18/26

Other

EFFECTRequest for effectiveness07/21/26 CORRESPCorrespondence with the SEC07/17/26 UPLOADLetter from the SEC07/02/26 25-NSE/A25-NSE/A01/29/26 8-A12B8-A12B01/28/26