Northern Trust Corporation

NTRS·NASDAQ·$169.94Share Price as of 11/2·$31BMarket Cap as of 11/2

Financials

10-QQ3 ended 09/30/2610/29/26 10-QQ2 ended 06/30/2607/30/26 10-QQ1 ended 03/31/2604/30/26 10-KFY 202502/24/26 10-QQ3 ended 09/30/2510/30/25

Disclosures

8-KCurrent report10/21/26 8-KCurrent report10/20/26 8-KCurrent report09/29/26 8-KCurrent report08/03/26 8-KCurrent report07/22/26

Prospectuses and Registrations

S-3ASRAutomatic shelf registration07/30/26 S-8Registration of securities for employees04/30/26 424B5Prospectus supplement11/13/25 424B5Prospectus supplement11/12/25 FWPFree writing prospectus11/12/25

Proxies

DEF 14ADefinitive proxy03/11/26 DEFA14AAdditional proxy materials03/11/26 DEF 14ADefinitive proxy03/12/25 DEFA14AAdditional proxy materials03/12/25 DEF 14ADefinitive proxy03/06/24

Ownership

Form 4Insider transaction10/27/26 144Proposed sale of securities10/26/26 144Proposed sale of securities10/23/26 Form 3Initial insider ownership10/21/26 Form 4Insider transaction10/21/26

Other

N-PXAnnual report of proxy voting record08/28/26 11-KEmployee stock purchase plan report06/24/26 ARSAnnual report to shareholders03/11/26 N-PXAnnual report of proxy voting record08/27/25 11-KEmployee stock purchase plan report06/24/25