Syntec Optics Holdings, Inc.

OPTX·NASDAQ·$11.42Share Price as of 11/2·$460MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/15/26 10-K/AFY 202504/30/26 10-KFY 202503/31/26 10-QQ3 ended 09/30/2511/14/25

Disclosures

8-KCurrent report08/25/26 8-KCurrent report04/30/26 8-KCurrent report01/23/26 8-KCurrent report10/17/25 8-KCurrent report10/14/25

Prospectuses and Registrations

424B3Prospectus07/29/26 S-1Registration statement (IPO)07/23/26 424B4Prospectus04/30/26 S-1Registration statement (IPO)04/27/26 424B3Prospectus10/05/23

Proxies

DEF 14ADefinitive proxy12/08/25 PRE 14APreliminary proxy11/28/25 DEF 14ADefinitive proxy11/08/24 DEF 14ADefinitive proxy01/10/23 PRE 14APreliminary proxy12/19/22

Ownership

Form 4Insider transaction09/21/26 SC 13D/ABeneficial ownership (amended)09/21/26 Form 4Insider transaction08/26/26 Form 4Insider transaction02/23/26 Form 4Insider transaction02/23/26

Other

EFFECTRequest for effectiveness07/29/26 DRSDRS06/18/26 SDConflict Minerals disclosure05/29/26 CORRESPCorrespondence with the SEC04/28/26 EFFECTRequest for effectiveness04/28/26