Phunware, Inc.

PHUN·NASDAQ·$2.06Share Price as of 11/2·$42MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/11/26 10-KFY 202503/27/26 10-QQ3 ended 09/30/2511/07/25 10-QQ2 ended 06/30/2508/08/25

Disclosures

8-KCurrent report10/29/26 8-KCurrent report10/19/26 8-KCurrent report08/06/26 8-KCurrent report07/16/26 8-KCurrent report05/18/26

Prospectuses and Registrations

S-8Registration of securities for employees06/25/26 S-3Shelf registration05/21/26 S-8Registration of securities for employees01/15/26 S-8Registration of securities for employees05/15/25 424B5Prospectus supplement11/01/24

Proxies

PREC14APreliminary proxy (contested)10/21/26 PRE 14APreliminary proxy10/19/26 DEFA14AAdditional proxy materials11/03/25 DEF 14ADefinitive proxy10/31/25 DEF 14ADefinitive proxy03/21/25

Ownership

SC 13D/ABeneficial ownership (amended)10/20/26 SC 13D/ABeneficial ownership (amended)10/05/26 Form 4Insider transaction08/25/26 Form 4Insider transaction08/25/26 Form 4Insider transaction08/25/26

Other

EFFECTRequest for effectiveness05/28/26 CORRESPCorrespondence with the SEC05/26/26 UPLOADLetter from the SEC05/22/26 UPLOADLetter from the SEC02/06/25 CORRESPCorrespondence with the SEC01/15/25