Prospect Capital Corporation

PSEC·NASDAQ·$2.32Share Price as of 11/2·$1BMarket Cap as of 11/2

Financials

10-KFY 202608/20/26 10-QQ3 ended 03/31/2605/07/26 10-QQ2 ended 12/31/2502/09/26 10-QQ1 ended 09/30/2511/06/25 10-KFY 202508/26/25

Disclosures

8-KCurrent report10/27/26 8-KCurrent report08/21/26 8-KCurrent report07/07/26 8-KCurrent report05/08/26 8-KCurrent report05/07/26

Prospectuses and Registrations

424B5Prospectus supplement10/29/26 N-23C-2Prospectus / registration10/14/26 POS EXPost-effective amendment (exhibits)09/17/26 424B2Prospectus for primary offering09/14/26 POS EXPost-effective amendment (exhibits)09/11/26

Proxies

DEFA14AAdditional proxy materials10/22/26 DEF 14ADefinitive proxy09/22/26 DEFA14AAdditional proxy materials09/22/26 DEFA14AAdditional proxy materials06/23/26 DEFA14AAdditional proxy materials06/09/26

Ownership

SC 13D/ABeneficial ownership (amended)10/20/26 Form 4Insider transaction09/09/26 Form 4Insider transaction06/25/26 Form 4Insider transaction06/24/26 Form 4Insider transaction05/28/26

Other

497AD497AD10/30/26 40-17G40-17G08/04/26 15-12GCertification of termination of registration07/16/26 APP NTCAPP NTC03/27/26 APP ORDRAPP ORDR03/27/26