Rand Capital Corporation

RAND·NASDAQ·$11.82Share Price as of 11/2·$35MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/05/26 10-QQ1 ended 03/31/2605/06/26 10-K/AFY 202503/31/26 10-KFY 202503/05/26 10-QQ3 ended 09/30/2511/07/25

Disclosures

8-KCurrent report08/05/26 8-KCurrent report05/06/26 8-KCurrent report04/23/26 8-KCurrent report03/05/26 8-KCurrent report11/07/25

Prospectuses and Registrations

N-23C-1Prospectus / registration10/01/03 N-23C-1Prospectus / registration09/02/03 N-23C-1Prospectus / registration08/01/03 N-23C-1Prospectus / registration07/02/03 N-23C-1Prospectus / registration06/02/03

Proxies

DEF 14ADefinitive proxy03/13/26 DEF 14ADefinitive proxy03/14/25 DEF 14ADefinitive proxy04/01/24 DEF 14ADefinitive proxy03/17/23 DEF 14ADefinitive proxy03/17/22

Ownership

Form 4Insider transaction09/16/25 Form 4Insider transaction05/29/25 Form 4Insider transaction11/22/24 Form 4Insider transaction03/13/24 Form 4Insider transaction03/08/24

Other

40-17F240-17F209/16/26 40-17G40-17G07/31/26 ARSAnnual report to shareholders03/13/26 40-17F240-17F203/12/26 APP ORDRAPP ORDR11/14/25