Rocket Pharmaceuticals, Inc.

RCKT·NASDAQ·$3.00Share Price as of 11/2·$328MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/07/26 10-KFY 202502/26/26 10-QQ3 ended 09/30/2511/06/25 10-QQ2 ended 06/30/2508/07/25

Disclosures

8-KCurrent report10/06/26 8-KCurrent report09/15/26 8-KCurrent report08/27/26 8-KCurrent report08/10/26 8-KCurrent report08/03/26

Prospectuses and Registrations

S-8Registration of securities for employees07/14/26 424B5Prospectus supplement03/10/26 S-3Shelf registration03/02/26 S-8Registration of securities for employees03/03/25 424B5Prospectus supplement12/12/24

Proxies

DEF 14ADefinitive proxy04/06/26 DEFA14AAdditional proxy materials04/06/26 PRE 14APreliminary proxy03/25/26 DEF 14ADefinitive proxy04/30/25 DEFA14AAdditional proxy materials04/30/25

Ownership

144Proposed sale of securities09/15/26 Form 4Insider transaction09/15/26 144Proposed sale of securities09/14/26 144Proposed sale of securities09/11/26 144Proposed sale of securities09/11/26

Other

25-NSERemoval from listing09/02/26 SC TO-I/ASC TO-I/A05/28/26 SC TO-IIssuer tender offer04/27/26 ARSAnnual report to shareholders04/06/26 SC TO-CSC TO-C04/03/26