Rafael Holdings, Inc.

RFL·NYSE·$1.32Share Price as of 11/2·$49MMarket Cap as of 11/2

Financials

10-KFY 202610/29/26 10-QQ3 ended 04/30/2606/11/26 10-QQ2 ended 01/31/2603/16/26 10-QQ1 ended 10/31/2512/12/25 10-KFY 202510/29/25

Disclosures

8-KCurrent report10/29/26 8-KCurrent report09/30/26 8-KCurrent report07/08/26 8-KCurrent report06/11/26 8-KCurrent report06/10/26

Prospectuses and Registrations

S-8Registration of securities for employees01/27/26 S-8Registration of securities for employees06/26/25 424B3Prospectus05/06/25 S-3/AShelf registration (amended)04/28/25 S-3Shelf registration04/18/25

Proxies

DEF 14ADefinitive proxy11/18/25 DEF 14ADefinitive proxy11/19/24 DEF 14ADefinitive proxy11/20/23 DEFR14ADefinitive proxy (revised)11/20/23 DEF 14ADefinitive proxy11/28/22

Ownership

Form 4Insider transaction10/27/26 Form 4Insider transaction09/23/26 Form 4Insider transaction07/31/26 Form 4Insider transaction06/23/26 Form 4Insider transaction06/16/26

Other

25-NSERemoval from listing12/11/25 EFFECTRequest for effectiveness04/29/25 CORRESPCorrespondence with the SEC04/28/25 UPLOADLetter from the SEC04/21/25 CERTCEO/CFO certification03/26/25