Rocket Companies, Inc.

RKT·NYSE·$14.04Share Price as of 11/2·$40BMarket Cap as of 11/2

Financials

10-QQ3 ended 09/30/2610/30/26 10-QQ2 ended 06/30/2608/07/26 10-QQ1 ended 03/31/2605/12/26 10-KFY 202503/02/26 10-QQ3 ended 09/30/2511/06/25

Disclosures

8-KCurrent report10/29/26 8-KCurrent report08/17/26 8-KCurrent report08/06/26 8-KCurrent report07/16/26 8-KCurrent report06/16/26

Prospectuses and Registrations

S-3ASRAutomatic shelf registration10/01/25 S-8Registration of securities for employees10/01/25 424B3Prospectus07/31/25 S-4/ARegistration (business combination, amended)07/25/25 S-4/ARegistration (business combination, amended)07/03/25

Proxies

DEF 14ADefinitive proxy04/29/26 DEFA14AAdditional proxy materials04/29/26 DEF 14ADefinitive proxy05/29/25 DEF 14ADefinitive proxy04/26/24 DEFA14AAdditional proxy materials04/26/24

Ownership

SC 13G/ABeneficial ownership (amended)10/30/26 Form 4Insider transaction10/08/26 Form 4Insider transaction10/08/26 Form 4Insider transaction10/08/26 Form 4Insider transaction10/08/26

Other

NT 10-QLate filing notification (10-Q)05/12/26 ARSAnnual report to shareholders04/29/26 42542508/01/25 DEFM14CDEFM14C07/31/25 EFFECTRequest for effectiveness07/30/25