Smartfinancial Inc.

SMBK·NYSE·$41.87Share Price as of 11/2·$716MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/10/26 10-QQ1 ended 03/31/2605/11/26 10-KFY 202503/16/26 10-QQ3 ended 09/30/2511/07/25 10-QQ2 ended 06/30/2508/11/25

Disclosures

8-KCurrent report10/30/26 8-KCurrent report10/19/26 8-KCurrent report07/20/26 8-KCurrent report05/22/26 8-KCurrent report04/30/26

Prospectuses and Registrations

S-3Shelf registration05/01/26 424B3Prospectus12/03/25 S-4/ARegistration (business combination, amended)11/25/25 S-4Registration (business combination)10/08/25 S-8Registration of securities for employees05/23/25

Proxies

DEF 14ADefinitive proxy04/07/26 DEFA14AAdditional proxy materials04/07/26 DEF 14ADefinitive proxy04/08/25 DEFA14AAdditional proxy materials04/08/25 DEF 14ADefinitive proxy04/09/24

Ownership

Form 4Insider transaction10/26/26 Form 4Insider transaction10/26/26 144Proposed sale of securities10/23/26 Form 4Insider transaction09/14/26 Form 4Insider transaction08/04/26

Other

EFFECTRequest for effectiveness05/13/26 CORRESPCorrespondence with the SEC05/11/26 UPLOADLetter from the SEC05/05/26 ARSAnnual report to shareholders04/07/26 EFFECTRequest for effectiveness12/01/25