Smith Micro Software, Inc.

SMSI·NASDAQ·$0.79Share Price as of 11/2·$16MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/14/26 10-QQ1 ended 03/31/2605/01/26 10-KFY 202503/05/26 10-QQ3 ended 09/30/2511/05/25 10-QQ2 ended 06/30/2508/07/25

Disclosures

8-KCurrent report09/18/26 8-KCurrent report08/13/26 8-KCurrent report06/23/26 8-KCurrent report06/12/26 8-KCurrent report05/26/26

Prospectuses and Registrations

424B3Prospectus07/23/26 S-1Registration statement (IPO)07/10/26 S-8Registration of securities for employees07/10/26 424B3Prospectus05/20/26 S-1Registration statement (IPO)05/08/26

Proxies

DEF 14ADefinitive proxy04/16/26 DEFA14AAdditional proxy materials04/16/26 PRE 14APreliminary proxy04/02/26 DEF 14ADefinitive proxy09/22/25 PRE 14APreliminary proxy09/12/25

Ownership

Form 4Insider transaction09/15/26 Form 4Insider transaction09/15/26 Form 4Insider transaction08/20/26 Form 4Insider transaction08/20/26 Form 4Insider transaction08/20/26

Other

EFFECTRequest for effectiveness07/22/26 CORRESPCorrespondence with the SEC07/20/26 UPLOADLetter from the SEC07/16/26 DD06/30/26 EFFECTRequest for effectiveness05/20/26