Sonoma Pharmaceuticals, Inc.

SNOA·NASDAQ·$1.06Share Price as of 11/2·$2MMarket Cap as of 11/2

Financials

10-QQ1 ended 06/30/2608/06/26 10-KFY 202606/16/26 10-QQ3 ended 12/31/2502/10/26 10-QQ2 ended 09/30/2511/04/25 10-QQ1 ended 06/30/2508/07/25

Disclosures

8-KCurrent report10/06/26 8-KCurrent report09/17/26 8-KCurrent report08/19/26 8-KCurrent report06/18/26 8-KCurrent report04/30/26

Prospectuses and Registrations

S-8Registration of securities for employees07/09/26 424B5Prospectus supplement06/18/26 424B4Prospectus04/27/26 S-1/ARegistration statement (amended)04/23/26 S-1Registration statement (IPO)04/17/26

Proxies

DEF 14ADefinitive proxy07/28/26 DEFA14AAdditional proxy materials07/23/26 DEFA14AAdditional proxy materials06/24/26 DEF 14ADefinitive proxy05/05/26 PRE 14APreliminary proxy04/27/26

Ownership

Form 4Insider transaction07/09/26 Form 4Insider transaction07/09/26 Form 4Insider transaction07/09/26 Form 4Insider transaction07/09/26 Form 4Insider transaction07/09/26

Other

8-A12B/A8-A12B/A10/06/26 EFFECTRequest for effectiveness04/23/26 CORRESPCorrespondence with the SEC04/22/26 CORRESPCorrespondence with the SEC04/22/26 UPLOADLetter from the SEC04/10/26