Spruce Power Holding Corporation

SPRU·NYSE·$2.92Share Price as of 11/2·$54MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/13/26 10-K/AFY 202507/24/26 10-QQ1 ended 03/31/2605/14/26 10-K/AFY 202504/23/26 10-K/AFY 202504/03/26

Disclosures

8-KCurrent report10/06/26 8-K/ACurrent report (amended)09/21/26 8-KCurrent report09/16/26 8-KCurrent report08/26/26 8-K/ACurrent report (amended)08/13/26

Prospectuses and Registrations

POS AMPost-effective amendment01/10/23 424B3Prospectus05/10/22 424B3Prospectus04/14/22 424B3Prospectus03/25/22 424B3Prospectus03/01/22

Proxies

DEFA14AAdditional proxy materials08/11/26 DEFA14AAdditional proxy materials07/28/26 DEF 14ADefinitive proxy06/23/26 PRER14APreliminary proxy (revised)06/09/26 PRER14APreliminary proxy (revised)05/22/26

Ownership

Form 4Insider transaction10/30/26 Form 4Insider transaction10/30/26 Form 4Insider transaction10/30/26 Form 4Insider transaction09/23/26 SC 13D/ABeneficial ownership (amended)09/23/26

Other

ARSAnnual report to shareholders05/21/25 NT 10-KLate filing notification (10-K)04/02/24 NT 10-QLate filing notification (10-Q)05/15/23 EFFECTRequest for effectiveness01/17/23 UPLOADLetter from the SEC12/12/22