SWK Holdings Corporation

SWKHL

Financials

10-KFY 202503/20/26 10-QQ3 ended 09/30/2511/06/25 10-QQ2 ended 06/30/2508/14/25 10-QQ1 ended 03/31/2505/15/25 10-KFY 202403/20/25

Disclosures

8-KCurrent report04/06/26 8-KCurrent report03/31/26 8-KCurrent report02/13/26 8-KCurrent report12/05/25 8-KCurrent report12/04/25

Prospectuses and Registrations

POS AMPost-effective amendment04/07/26 POS AMPost-effective amendment04/07/26 S-8 POSPost-effective amendment (S-8)04/07/26 S-8 POSPost-effective amendment (S-8)04/07/26 S-8 POSPost-effective amendment (S-8)04/07/26

Proxies

DEFM14ADefinitive proxy (merger)03/03/26 DEFR14ADefinitive proxy (revised)04/30/25 DEF 14ADefinitive proxy04/29/25 DEFA14AAdditional proxy materials04/29/25 DEF 14ADefinitive proxy04/26/24

Ownership

SC 13G/ABeneficial ownership (amended)04/23/26 Form 4Insider transaction04/08/26 SC 13D/ABeneficial ownership (amended)04/08/26 Form 4Insider transaction06/18/25 Form 4Insider transaction06/18/25

Other

15-12GCertification of termination of registration04/16/26 EFFECTRequest for effectiveness04/08/26 EFFECTRequest for effectiveness04/08/26 25-NSERemoval from listing04/06/26 42542503/31/26