TOP Financial Group Ltd.

TOP·NASDAQ·$0.94Share Price as of 11/2·$35MMarket Cap as of 11/2

Financials

10-QQ2 ended 09/30/2610/28/26 10-QQ1 ended 06/30/2608/17/26 10-KFY 202607/07/26 20-FAnnual report (foreign)08/13/25 20-FAnnual report (foreign)07/30/24

Disclosures

8-KCurrent report10/16/26 8-KCurrent report10/14/26 8-KCurrent report10/09/26 8-KCurrent report09/29/26 8-KCurrent report09/21/26

Prospectuses and Registrations

424B3Prospectus10/08/26 F-1Registration (foreign issuer)10/01/26 424B5Prospectus supplement06/23/26 POS AMPost-effective amendment04/30/25 POS AMPost-effective amendment04/04/25

Proxies

No matching filings.

Ownership

Form 3Initial insider ownership10/13/26 Form 3Initial insider ownership07/31/26 Form 3Initial insider ownership07/31/26 Form 3Initial insider ownership07/31/26 Form 3Initial insider ownership07/31/26

Other

EFFECTRequest for effectiveness10/08/26 DRSDRS09/18/26 NT 10-QLate filing notification (10-Q)08/17/26 NT 10-KLate filing notification (10-K)06/30/26 NT 20-FLate filing notification (20-F)07/31/25