Upstart Holdings, Inc.

UPST·NASDAQ·$30.62Share Price as of 11/2·$3BMarket Cap as of 11/2

Financials

10-Q/AQ2 ended 06/30/2608/05/26 10-QQ2 ended 06/30/2608/04/26 10-QQ1 ended 03/31/2605/05/26 10-KFY 202502/10/26 10-QQ3 ended 09/30/2511/04/25

Disclosures

8-KCurrent report10/20/26 8-KCurrent report08/04/26 8-KCurrent report05/28/26 8-KCurrent report05/19/26 8-KCurrent report05/05/26

Prospectuses and Registrations

S-8Registration of securities for employees02/10/26 424B5Prospectus supplement02/14/25 S-3ASRAutomatic shelf registration02/14/25 S-8Registration of securities for employees02/14/25 S-8Registration of securities for employees02/16/24

Proxies

DEF 14ADefinitive proxy04/16/26 DEFA14AAdditional proxy materials04/16/26 DEF 14ADefinitive proxy04/04/25 DEFA14AAdditional proxy materials04/04/25 DEF 14ADefinitive proxy04/05/24

Ownership

Form 4Insider transaction09/10/26 Form 4Insider transaction09/10/26 144Proposed sale of securities09/08/26 Form 4Insider transaction08/27/26 144Proposed sale of securities08/25/26

Other

ARSAnnual report to shareholders04/16/26 ARSAnnual report to shareholders04/04/25 UPLOADLetter from the SEC10/24/24 CORRESPCorrespondence with the SEC09/11/24 CORRESPCorrespondence with the SEC08/21/24