Upexi, Inc.

UPXI·NASDAQ·$1.30Share Price as of 11/2·$91MMarket Cap as of 11/2

Financials

10-KFY 202609/17/26 10-QQ3 ended 03/31/2605/12/26 10-QQ2 ended 12/31/2502/10/26 10-QQ1 ended 09/30/2511/12/25 10-KFY 202509/24/25

Disclosures

8-KCurrent report10/13/26 8-KCurrent report10/07/26 8-KResults of Operations09/17/26 8-KRegulation FD Disclosure09/15/26 8-KCurrent report09/14/26

Prospectuses and Registrations

424B3Prospectus07/16/26 S-3Shelf registration07/06/26 424B5Prospectus supplement02/09/26 424B5Prospectus supplement02/04/26 424B7Prospectus02/04/26

Proxies

DEF 14ADefinitive proxy10/13/26 PRE 14APreliminary proxy09/29/26 DEF 14ADefinitive proxy05/05/26 DEF 14ADefinitive proxy08/08/25 PRE 14APreliminary proxy07/29/25

Ownership

SC 13GBeneficial ownership08/14/26 SC 13G/ABeneficial ownership (amended)08/14/26 SC 13G/ABeneficial ownership (amended)07/31/26 SC 13G/ABeneficial ownership (amended)07/24/26 Form 4Insider transaction07/20/26

Other

EFFECTRequest for effectiveness07/16/26 CORRESPCorrespondence with the SEC07/13/26 UPLOADLetter from the SEC07/10/26 DD06/29/26 EFFECTRequest for effectiveness01/08/26