Vivakor, Inc.

VIVK·NASDAQ·$1.33Share Price as of 11/2·$1,628Market Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/19/26 10-QQ1 ended 03/31/2605/20/26 10-KFY 202504/15/26 10-QQ3 ended 09/30/2511/19/25 10-QQ2 ended 06/30/2508/19/25

Disclosures

8-KCurrent report10/15/26 8-KCurrent report10/09/26 8-KCurrent report10/06/26 8-KCurrent report09/30/26 8-KCurrent report09/09/26

Prospectuses and Registrations

424B3Prospectus07/21/26 S-1/ARegistration statement (amended)06/25/26 S-8Registration of securities for employees06/10/26 S-1/ARegistration statement (amended)05/22/26 S-1Registration statement (IPO)05/14/26

Proxies

DEF 14ADefinitive proxy06/08/26 PRE 14APreliminary proxy05/27/26 DEF 14ADefinitive proxy12/08/25 PRE 14APreliminary proxy11/26/25 DEF 14ADefinitive proxy08/19/25

Ownership

Form 3Initial insider ownership02/17/26 Form 5Annual insider statement02/17/26 Form 5Annual insider statement02/17/26 Form 3Initial insider ownership12/04/25 Form 4Insider transaction12/04/25

Other

NT 10-QLate filing notification (10-Q)08/14/26 EFFECTRequest for effectiveness07/16/26 NT 10-QLate filing notification (10-Q)05/15/26 NT 10-KLate filing notification (10-K)03/31/26 NT 10-QLate filing notification (10-Q)11/14/25