Xcel Brands, Inc.

XELB·NASDAQ·$2.09Share Price as of 11/2·$10MMarket Cap as of 11/2

Financials

10-QQ2 ended 06/30/2608/13/26 10-K/AFY 202508/06/26 10-QQ1 ended 03/31/2605/14/26 10-KFY 202504/15/26 10-QQ3 ended 09/30/2511/19/25

Disclosures

8-KCurrent report10/02/26 8-KEntry into Material Agreement08/19/26 8-KRegulation FD Disclosure06/23/26 8-KOther Events05/26/26 8-KCurrent report04/30/26

Prospectuses and Registrations

424B5Prospectus supplement08/19/26 S-1/ARegistration statement (amended)04/24/26 S-1Registration statement (IPO)02/04/26 424B5Prospectus supplement08/01/25 S-1/ARegistration statement (amended)07/14/25

Proxies

PRER14APreliminary proxy (revised)10/22/26 PRE 14APreliminary proxy10/16/26 DEFA14AAdditional proxy materials11/07/25 DEF 14ADefinitive proxy10/17/25 PRE 14APreliminary proxy10/06/25

Ownership

SC 13GBeneficial ownership10/22/26 Form 4Insider transaction10/02/26 Form 4Insider transaction09/02/26 Form 4Insider transaction08/31/26 Form 4Insider transaction08/27/26

Other

EFFECTRequest for effectiveness05/06/26 CORRESPCorrespondence with the SEC05/04/26 NT 10-KLate filing notification (10-K)04/01/26 UPLOADLetter from the SEC02/20/26 NT 10-QLate filing notification (10-Q)11/17/25